Section I - Accredited Investor Threshold Questions:
Part A - For Individuals:
1. I certify that I have an individual net worth, or my spouse and I have a combined net worth in excess of $1,000,000.
2. I certify that I am highly a sophisticated investor who routinely invests sums of $250,000 or more.
Part B - For Institutions:
1. The submitter certifies that it is a bank, insurance company, registered investment company, business development company, or small business investment company.
2. The submitter certifies that it is a charitable organization, corporation or partnership with assets exceeding $5 million, and that was not formed to invest the Fund.
3. The submitter certifies that it is a corporation, partnership or trust with assets of at least $5 million, that was not formed to invest in the Fund, and whose purchases are directed by a sophisticated person.
4. The undersigned certifies that all of its equity owners are “accredited investors” as defined in United States Securities and Exchange Commission Rule 501(a) and who can satisfy the higher criteria for the same set forth in Section I, Part A above.
Section II - Qualified Purchaser Questions:
Part A - For Individuals:
1. I certify that I own not less than $1,000,000 in securities investments.
Part B - For Institutions:
1. The undersigned certifies that it is a bank, insurance company, registered investment company, business development company, or small business investment company
2. The undersigned certifies that it is a "family owned company" (as defined below) that owns not less than $5,000,000 in securities investments. A "family owned company" is defined as a company that is owned directly or indirectly by or for two or more natural persons who are related as siblings or spouse (including former spouses), or direct lineal descendents by birth or adoption, spouses of such persons, the estate of such persons, or foundations, charitable organizations, or trust established by or for the benefit of such persons
3. The undersigned certifies that it is a trust that was not formed to invest in the Fund, the trustee or decision-making authority of which, and every person contributing assets to the same, is a “Qualified Purchaser” under one of the other definitions of this Section
4. The undersigned certifies that it is a person acting for its own account or for the accounts of other Qualified Purchasers who in the aggregate own and invest on a discretionary basis at least $5,000,000 in securities investments.
Questionnaire Submission:
Thank you for your patience in completing this questionnaire.
If you have any questions, please contact Chris Vokes, VP of Investor Relations at Third Eye Capital:
T 416-601-2270 ext 242
E chris@thirdeyecapital.com